Agentic distribution infrastructure for UK asset managers.

Canonical fund data, CCI Product Summaries, PRIIPs KIDs, and SFTP delivery, built as regulated workflow. Deterministic core; bounded LLMs only where they belong; field-level audit trail on every output.

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technical sheet healthy
hosted in United Kingdom
standard format openfunds CDS v2.13.0
output formats PRIIPs · CCI · EMT · EPT · openfunds Static
delivery SFTP · API · Feeds
LLM scope extraction / classification only
audit retention indefinite, replayable
encryption AES-256 · KMS customer key
>80%
Data cost savings
186
Median fields per KID, auditable
99.5%
Delivery reliability
99.97%
Replayability over 18 months
Built against PRIIPs RTS 2017/653 CCI Template v1.0 EMT v4.3 openfunds CDS v2.13.0 FundsXML 4.2.x FCA Consumer Duty
§ 01 / Architecture

Deterministic core. Bounded LLMs at the edges.

§ 01.0

Regulated output cannot drift between runs. Helix executes the transformations that touch a published document as versioned, unit-tested code. Language models are confined to the perimeter, where ambiguity actually lives (document extraction, free-text classification), and their output is schema-validated before it enters the workflow.

Implications
  • Outputs reproduce, by construction, on rerun.
  • LLM hallucinations cannot reach a published field.
  • Regulator queries resolve at the field, not the document.
01 pillar
Deterministic regulatory calculations

PRIIPs and CCI calculations execute as standard. Tested by regulators, trusted by clients.

02 pillar
AI with governance

AI handles the heavy lifting, in the places it works. Humans in the loop. Always.

03 pillar
Audit you can trust

Every file is tracked, every change is logged. Every operator, document, timestamp, data field. Replayable on demand, three weeks or three years later.

§ 02 / Inside Helix CCI

From a folder of CSVs to a published, traceable document.

Helix CCI is the first product on the platform. It ingests fund data, extracts and validates against schema, manifests the products you intend to publish, and renders the regulated document. Every cell on every screen below points back to a source.

§ 02.4 / OUTPUT
The published document.

The CCI Product Summary, created from the verified data. Every field is traceable to its source file, transform version, and approver. Branding (forest green here) is configured per manufacturer, along with layout, formatting, fonts and styles. Your document, not a boilerplate output.

Aria Global Equity Fund A Acc GBP
ISIN: GB00HLXD0001 · Currency: GBP · OEIC
HELIX
Manufactured by Aria Asset Management Ltd (LEI: 213800NK3BTRGYL97Q79)

Risk and Return

5
Risk and return score: 5 out of 10
1, Lower risk & return 10, Higher risk & return

A score of 5 reflects moderate volatility consistent with a diversified global equity portfolio. Returns may vary year to year; currency movements in non-sterling holdings can amplify or offset performance. The value of your investment can fall as well as rise, and you may not get back the amount originally invested.

Costs and Charges

Cost Type Percentage On £10,000
Ongoing Costs Figure (OCF), annual 0.92% £92.00
Entry charge 0.00% £0.00
Exit charge 0.00% £0.00
Transaction costs (explicit) 0.08% £8.00

Past Performance

Past performance is not a reliable indicator of future results. The value of investments and any income from them may fall as well as rise.

£10,000 £12,000 £14,000 £16,000 £18,000 £20,000 £22,000 £24,000 £26,000 £28,000 £30,000 2017201820192020202120222023202420252026
Aria Global Equity Fund A Acc GBP FTSE All-World TR
1 of 2 Product Summary GB00HLXD0001

Practical Information

Recommended Holding Period

5 years

How to Buy or Sell

Shares may be bought and sold on any UK business day through an authorised investment platform or via a financial adviser. Orders placed before the daily dealing cut-off (12:00 UK time) are executed at that day's valuation point.

Complaints

For complaints about this product, contact the compliance team at Aria Asset Management Ltd in writing or by email. If you are not satisfied with the response, you may refer the matter to the Financial Ombudsman Service (financial-ombudsman.org.uk).

Further Information

The full prospectus, latest annual report and current share prices are available free of charge from Aria Asset Management Ltd. This product summary is produced in accordance with the FCA's Consumer Composite Investments disclosure requirements (DISC sourcebook).

Fund Objective and Investment Process

The Fund aims to provide capital growth over a five-year period by investing in a globally diversified portfolio of equity securities. The investment team selects companies on the basis of business quality, valuation discipline and durability of earnings, without constraint by geography, sector or market capitalisation.

Portfolio Construction

Holdings are selected bottom-up from a research universe of approximately 1,200 companies. The portfolio typically holds 40 to 60 names. Position sizes are set with reference to conviction, liquidity and correlation; the maximum individual weight is 5%. Annual turnover is targeted at 25%, consistent with a long-term ownership horizon.

Benchmark

The Fund's comparator benchmark is the FTSE All-World Total Return Index, used for performance reporting only. The Fund is not managed against this index; portfolio composition and weights are determined by the investment process and may differ materially from the benchmark.

Disclaimer

Performance figures are calculated mid to mid, net of ongoing charges. Past performance is not a reliable indicator of future results. Where index data are referenced, they are presented as a basis for comparison and cannot be invested in directly; index returns do not deduct fees or transaction costs. Currency movements may cause the value of overseas holdings to rise or fall when translated into pounds sterling. This product summary is a pre-contractual document and does not constitute investment advice. Always read the full prospectus before making an investment decision.

2 of 2 Produced by Helix GB00HLXD0001
fig.2 · fund and manufacturer names are illustrative
§ 03 / Product

Four products, one source of truth.

Helix is composed of four products that share a canonical fund record. Adopt one; the others slot in as your distribution obligations expand.

01 / CANONICAL
Canonical fund data

A single typed record per share class, versioned and immutable. Reconciled from custodians, fund accountants and transfer agents. Schema-validated against FundsXML 4.2.x, EMT v4.3, and openfunds CDS v2.13.0 on every write.

EMT v4.3 · FundsXML 4.2.x · openfunds CDS v2.13.0
02 / CCI
CCI Product Summaries

Consumer Composite Investments templates rendered from the canonical record. Generated, not transcribed. Multi-language; trackable to the field; bookable into a four-eyes approval workflow.

CCI Template v1.0
03 / PRIIPS
PRIIPs KIDs

RTS 2017/653 compliant. SRI, performance scenarios, costs grid produced by deterministic functions. Prior runs reproduce to the field; corrections are diffable against the published version.

PRIIPs RTS 2017/653
04 / SFTP
SFTP delivery

Recipient lists are pinned, payloads are RSA-signed, delivery receipts persisted. No portals, no scraping; the format your counterparties already ingest. Failed deliveries open a ticket, not a silence.

SFTP / SSH RSA-4096
§ 04 / Status quo, compared

What Helix replaces.

Distribution today is held together by spreadsheets, portals, and email. The rows below set each part of that setup next to its Helix equivalent.

Field-level audit
Status quo

Audit lives in comment threads, handover notes, and the memory of whoever ran it. Replay is a manual exercise.

With Helix

Every field carries its source, transform version, and approver. Replay is a query, not a project.

Versioning
Status quo

Versions live in filenames. Reproducing a prior quarter means rebuilding it from memory.

With Helix

Every transform is versioned. Each published document carries the manifest used to produce it.

Schema validation
Status quo

Data is coerced into shape on the way in. Format errors surface late, often at distribution.

With Helix

Every record is validated against the canonical schema. Non-conforming rows are held back before they reach the store.

Distribution
Status quo

Each counterparty has its own portal, format, and login. Some still require manual upload.

With Helix

Counterparties receive the format they ingest, signed and acknowledged. Failed deliveries open a ticket.

Regulatory change
Status quo

Each new format means a new vendor, a new integration, and a new round of testing.

With Helix

New formats are added to the canonical schema. You opt in to an output, not a project.

Time to a new share class
Status quo

Three to six weeks across administrator, manufacturer, and translator.

With Helix

Hours. The canonical record is reused; additional languages are a render setting.

§ 05 / Compliance

Built on the rules.

All products are built directly from regulatory guidance and best practice. Full regulatory specifications available on request.

PRIIPs RTS 2017/653

Governs the SRI, performance scenarios and costs disclosed in a KID. Implemented as a versioned set of deterministic functions, tested against ESMA worked examples.

CCI Template v1.0

The new Consumer Composite Investments format that will replace UK PRIIPs. Helix renders both today; the canonical record covers either output without re-keying.

EMT v4.3

The European MiFID Template for distributor exchange. Helix produces EMT exports as a first-class artefact, not a download from a portal.

openfunds CDS v2.13.0

Open standard for fund data interchange across asset managers, distributors, and data vendors. The canonical record maps directly to openfunds fields, so distributor exports require no re-keying.

FundsXML 4.2.x

Schema for inbound fund accounting and custodian data. All ingestion is schema-validated; non-conforming records are quarantined, not silently coerced.

FCA Consumer Duty

Outputs are auditable at the field level, which supports the "monitor outcomes" pillar. Operators can answer "what did the customer see, and why" in a single query.

§ 06 / Questions a procurement team asks first

Specifics.

Where is data hosted?
United Kingdom AWS regions only (eu-west-2, London). Encrypted at rest with customer-held KMS keys. No data leaves UK boundary, including during model inference.
Which third parties have access to fund data?
AWS (eu-west-2, London) for compute and storage, and the LLM provider for extraction and classification, both inside the UK boundary. The full sub-processor list is available on request and updated under DPA notice.
Who owns the canonical record?
You do. Helix is the processor; the regulated entity remains the data controller. Export of the full canonical record is a documented, supported operation, not a contract event.
Is LLM output ever published verbatim?
No. LLM output is validated against the target schema before it enters the workflow. Non-conforming responses are rejected. LLMs propose values; the schema decides what enters the workflow.
How is versioning handled?
Every transform is semantically versioned. Each published document carries a manifest of transform versions used. A prior run is reproducible by checking out the manifest.
What happens if a custodian sends a malformed file?
The file is quarantined, the canonical record is not updated, and an operational ticket opens against the responsible party. The previously published document is not invalidated.
§ 07 / Next step

Distribution as code; an audit that holds.

Helix is in production with two fund administrators and four UK asset managers. Access is gated; we onboard one new firm at a time, and the conversation begins with your engineering team.

Request access named-engineer response, < 24h